Cex
Compliance
Pre-trade compliance and jurisdiction management
Jurisdiction Coverage
30+ jurisdictions with configurable rules per market and participant type.
Pre-Trade Checks
| Check | Description |
|---|---|
| Sanctions | OFAC, UN, EU consolidated sanctions lists |
| PEP | Politically Exposed Persons screening |
| EDD | Enhanced Due Diligence for high-risk participants |
| Accredited Investor | Reg D offering-type gating |
| Jurisdiction | Country/state-level restrictions |
| Offering Type | Security classification checks |
KYC/AML
- Identity verification (L1/L2/L3 tiers)
- Document verification
- Beneficial ownership tracking
- Ongoing monitoring and re-verification